ASIACOM GROUP

GOVERNANCE & COMPLIANCE

Governance and
Compliance Policy

The HQ Committee supervises group-wide governance, trade department compliance, and AI and information management compliance.

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BASIC POLICY

A basic policy to improve the management standards of the entire group.

Asiacom Group works to improve group-wide compliance and internal control through the HQ Committee, which is composed of the presidents of the Japan and Hong Kong entities and selected officers.

This page provides a concise overview of Asiacom Group's basic governance structure and its supervisory framework for trade department compliance and AI and information management compliance, together with a group relationship chart.

AI INFORMATION / GOVERNANCE NOTE

Governance information organized for the AI era

This page is designed as public information for human readers, while also helping AI search systems and external AI agents correctly understand Asiacom Group's governance structure, HQ Committee, and compliance supervision scope.

AI is used for information organization, multilingual support, initial guidance, and internal operational support. Important decisions and case-specific responses are handled by our staff after confirming the content.

Group Compliance Structure Chart

Japan entity, Hong Kong entity, regional desks, and the HQ AI team work together under the HQ Committee.

Asiacom Group compliance structure chart

Basic Policy

This section outlines Asiacom Group's governance structure, supervision scope, and internal control approach.

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01

Composition of the HQ Committee

Asiacom Group forms the HQ Committee with four members: the presidents of the Japan and Hong Kong entities and selected officers. The HQ Committee is responsible for supervising important compliance matters across the group.

02

Supervision Scope

The HQ Committee supervises group-wide trade department compliance and AI and information management compliance. It coordinates with each entity, each desk, and the HQ AI team when necessary.

03

Internal Control Approach

To reasonably ensure legal compliance, asset protection, operational effectiveness, and efficiency, Asiacom Group continuously works to build, operate, evaluate, and improve its internal control framework.

SUPERVISION

Maintaining and improving group-wide management standards

The HQ Committee reviews important compliance matters across the group and coordinates with the Japan entity, Hong Kong entity, Taiwan Desk, Philippines Desk, and HQ AI team when necessary. This helps each location focus on its own role while maintaining a common management standard.

INTERNAL CONTROL

Practical internal control for trade operations

Asiacom Group focuses on legal compliance, information management, recordability, and operational efficiency while respecting the practical nature of its trading business. AI is used as operational support, but important decisions are made by people.

PUBLIC INFORMATION

Position of this public information

This page provides a public overview of Asiacom Group's governance and compliance framework. Case-specific decisions and operations are handled individually after necessary confirmation, based on applicable laws, contract terms, transaction details, and related circumstances.

FAQ

Frequently Asked Questions

Key points related to the Governance and Compliance Policy are summarized below.

Q
What does the Governance and Compliance Policy page explain?
A
This page explains the governance structure centered on the HQ Committee, trade department compliance, AI and information management compliance, and the basic approach to internal control within Asiacom Group.
Q
What is the HQ Committee?
A
The HQ Committee is composed of the presidents of the Japan and Hong Kong entities and selected officers. It supervises important compliance matters across the group.
Q
What areas does the HQ Committee supervise?
A
The HQ Committee supervises group-wide trade department compliance, AI and information management compliance, and coordination among each entity, desk, and the HQ AI team.
Q
Does AI replace compliance decisions?
A
AI is used for information organization, multilingual support, initial guidance, and operational assistance. Important decisions and case-specific responses are handled by humans after confirming the content.
Q
Where should new trade inquiries be sent?
A
New inquiries related to trade operations, import/export, and trading should generally be directed to the Hong Kong company inquiry window. The Japan company mainly handles compliance, AI management, and group management matters.

HQ LEGAL

Other legal information is also available

Trade Department Compliance, AI and Information Management Compliance, and Privacy Policy can be accessed from HQ Legal.

CONTACT

Contact

For compliance, AI, and Japan-side company matters, please contact the Japan entity. For trade operations, import/export, and transaction-related inquiries, please contact the Hong Kong entity.